Are you passionate about delivering solutions to LPL’s financial advisors?Are you results-oriented, agile-minded, and can work in a team or independently? Do you like thinking outside the box, learning new skills and problem solving? If so, LPL Financial is the place for you!Job Overview:The Corporate Action team comprises of dividends, reorg, money market, securities-based lending, proxies, and restricted security functionalities. The ideal candidate will need to aide in the daily processing, implementation and ongoing support for corporate action products. Have an understanding of data analysis, and reporting tools and technology in general to effectively analyze business requirements, track project status, and translate business needs into technical requirements.&nbsp; The candidate will also need strong interpersonal, organization and communication skills (written and verbal) to be effective in the role.&nbsp;Responsibilities:<ul><li>Manage daily processing and service-oriented tasks.</li><li>Reconcile and analyze reports. Responsible for daily quality control, managing error rates, exception review processing and daily reporting.&nbsp;</li><li>Analytical skills to reconcile suspense accounts and validate transactions to ensure compliance with corporate and regulatory policies and procedures.</li><li>Review complex voluntary offers and summarize terms and key information to communicate with advisors.</li><li>Effectively and confidently communicate with other internal departments as well as parties external 3rd including, but not limited to; contra brokers, transfer agents, issuers, vendors and partners.</li><li>Research and escalate allocation issues to our domestic and foreign depositaries.</li><li>Research restricted stock certificates with various 3rd parties including; Transfer Agents, Issuers, Legal Counsels and others to determine requirements and eligibility for restriction removals and re-registrations.</li><li>Answer inbound calls from advisor and service team. Research and process service requests that are created by service teams.</li><li>Support and contribute toward the successful execution of projects and initiatives that support LPL’s priorities. Participate in UAT.</li><li>Leverage technology to automate manual work and simplify processes where feasible to create a highly scalable, flexible, and efficient infrastructure.</li><li>Contribute feedback for risk-based mitigation approaches that may yield changes to functions, and departmental requirements.</li><li>Understand and Interpret rule modifications in an ever-changing regulatory environment, and understand the business needs of LPL, our advisors, and other departments.</li><li>Developing quality service standards and processes to create a consistent service experience.</li><li>Handle escalations by both the Service Center and Advisors.</li><li>Other assignments as required by Management.</li></ul>What are we looking for?We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.Requirements:<ul><li>2-3 years of industry experience (preferably corporate actions) in operations.</li><li>Microsoft applications, particularly Outlook, Excel, (VBA), Word, and Access</li></ul>Core Competencies:<ul><li>Personable and reliable self-starter who requires minimal management oversight for day-to-day work responsibilities.</li><li>Ability to work with and communicate effectively to various levels of management throughout the organization.</li><li>A positive and curious attitude with a willingness to take on difficult and complex situations and see them through to resolution.</li><li>Strong attention to detail with a pro-active approach to solving and preventing problems.</li><li>Ability to work under pressure and manage multiple priorities with conflicting deadlines and urgency.</li><li>Strong time management and organizational skills.</li></ul> Preferences:<ul><li>Bachelor’s degree; preferably in business, accounting, or finance</li><li>SIE or Series 7 preferred</li></ul>#LI-PA<h3> &nbsp;</h3>Pay Range: $23.98-$39.96/hour<h3> &nbsp;</h3>Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!<h3> &nbsp;</h3>Company Overview:LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.Join LPL Financial: Where Your Potential Meets OpportunityAt LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.Why LPL?<ul><li>Innovative Environment:&nbsp;We foster creativity and growth, providing a supportive and responsive leadership team. <a rel="noopener noreferrer" target="_blank" href="https://www.lpl.com/about-us/our-financial-strength/leadership.html">Learn more about our leadership team here!</a></li><li>Limitless Career Potential:&nbsp;Your career at LPL has no limits, only amazing potential. <a rel="noopener noreferrer" target="_blank" href="https://career.lpl.com/search-results">Learn more about our careers here!</a></li><li>Unified Mission:&nbsp;We are one team on one mission—taking care of our advisors so they can take care of their clients. <a rel="noopener noreferrer" target="_blank" href="https://www.lpl.com/about-us/what-we-do/our-culture.html">Learn more about our mission and values here!</a></li><li>Impactful Work:&nbsp;Our size is just right for you to make a real impact. <a rel="noopener noreferrer" target="_blank" href="https://investor.lpl.com/">Learn more here!</a></li><li>Commitment to Equality:&nbsp;We support workplace equality and embrace diverse perspectives and backgrounds. <a rel="noopener noreferrer" target="_blank" href="https://career.lpl.com/Culture-Inclusion">Learn more here!</a></li><li>Community Focus:&nbsp;We care for our communities and encourage our employees to do the same. <a rel="noopener noreferrer" target="_blank" href="https://career.lpl.com/our-community-impact">Learn more here!</a></li><li>Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home. <a rel="noopener noreferrer" target="_blank" href="https://career.lpl.com/benefits-and-perks">Learn more here!</a></li></ul>Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.Information on Interviews:LPL will only communicate with a job applicant directly from an&nbsp;@lplfinancial.com&nbsp;email address and will never conduct an interview online or in a chatroom forum.&nbsp; During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.&nbsp; Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at&nbsp;(855) 575-6947.EAC1.22.25

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LPL Financial

LPL Financial Holdings Inc. is a leader in financial advisory services. We seek a full-time Assoc. Analyst, Corp. Actions with 2-3 years of industry experience and skills in Microsoft applications. You will manage daily processing, analyze reports, and communicate with internal and external parties. We offer competitive rewards, including 401K matching, health benefits, and paid time off.

Assoc. Analyst, Corp. Actions

Summary